Why You Need an Investment Fraud Lawyer or FINRA Attorney to Protect Your Financial Future
Investment fraud occurs when individuals or firms deceive investors for financial gain. Common forms include Ponzi schemes, misrepresentation of risks, unauthorized trading, churning (excessive trading to generate commissions), selling away, and failure to supervise. These schemes can result in substantial financial harm to individuals, retirees, and institutions. When an investor suspects misconduct, consulting an investment fraud lawyer is often the first step toward understanding available remedies. A seasoned investment fraud attorney will evaluate account statements, communications, and transaction histories to determine whether securities laws or industry rules were violated. They can then advise on the best course of action, whether through arbitration, mediation, or litigation. The Role of FINRA in Securities Disputes Most disputes between investors and brokerage firms are resolved through arbitration administered by the Financial Industry Regulatory Authority (FINRA). FIN...